Securities and Exchange Commission

The Securities and Exchange Commission (SEC) Zambia is the regulatory authority responsible for overseeing the capital markets in Zambia. Established under the Securities Act No. 41 of 2016, the SEC plays a pivotal role in maintaining fair, transparent, and efficient markets while ensuring investor protection and promoting confidence in the financial system.

We are committed to fostering a robust and dynamic securities market that supports economic growth and development. As an autonomous body under the Ministry of Finance and National Planning, the SEC exercises oversight over a wide range of market participants including stock exchanges, investment advisors, brokers, fund managers, and issuers of securities.